

Nasdaq's Pre-Trade Risk Management business application offers a real-time, multi-tiered risk solution that integrates pre-, at- and on-trade risk management, including margining. The flexible solution, which is proven and in use by 8 marketplaces today, resides natively within a market's matching engine, minimizing latency impact while maximizing protection.

Nasdaq Advisory Services delivers shareholder analysis, a comprehensive view of trading and investor activity and insights into investor behavior providing you with meaningful data and analysis to manage your investor relations outreach efforts.

Nasdaq TradeGuard risk management solution provides broker-dealers, hedge funds, prime brokers and clearing firms with comprehensive risk management and execution infrastructure tools to help minimize risks in increasingly regulated, latency-sensitive, high-volume and global trading environments. TradeGuard is a proven solution that enables firms to monitor and manage their aggregate risk exposure across markets, asset classes, regions and accounts in real-time through flexible pre-, at- and post-trade controls.

Nasdaq Validator is an API-independent testing platform offering manual and automated test tools for the capital markets industry. The solution enables less technical resources to engage in the testing and verification process, helping to reduce the cost and complexity of quality assurance while simultaneously bringing new functionality to market more quickly and effectively. Nasdaq Validator features easy-to-use testing tools, visualizations, reporting and replay capabilities that simplify the creation and execution scenarios, making it easy for non-technical users to evaluate new business functionality. The solution can be leveraged with Nasdaq trading and clearing products as well as customer-developed platforms.

We provide innovative, transparent index strategies, as well as data and research to empower the global investment community.

Nasdaq Risk Modelling for Catastrophes is a Software as a Service platform designed to provide re/insurance firms, brokers, and financial institutions with comprehensive access to a diverse ecosystem of catastrophe risk models. Powered by the Oasis Loss Modelling Framework , NRMC enables users to evaluate and apply models that align with their specific business needs, covering perils such as floods, earthquakes, hurricanes, windstorms, and bushfires across multiple geographies. This cloud-based service eliminates the need for on-premise installations, offering 24/7 availability and scalable computing power to handle portfolios of any size and modeling frequency. Key Features and Functionality: - Extensive Model Library: Access to a wide range of catastrophe risk models from various providers, facilitating diverse risk assessments. - Cloud-Based SaaS Platform: Eliminates the need for costly on-premise installations, providing seamless access and scalability. - Oasis LMF Integration: Utilizes the industry-standard open-source framework for catastrophe risk modeling, ensuring consistency and reliability. - Multi-Peril Coverage: Supports modeling for various natural catastrophes, including floods, earthquakes, hurricanes, windstorms, and bushfires. - Global Reach: Offers models across multiple geographies, enabling comprehensive risk assessment worldwide. Primary Value and Problem Solved: NRMC addresses the increasing challenges posed by natural catastrophes, climate change impacts, and regulatory mandates by providing businesses with efficient solutions to quantify exposure and enhance resilience to catastrophe risk. By offering a centralized platform with access to diverse models and eliminating the need for on-premise installations, NRMC streamlines operations, reduces costs, and empowers organizations to make informed decisions to mitigate potential losses.

Nasdaq Sustainable Lens is an AI-powered sustainability intelligence platform designed to assist companies in navigating the complexities of Environmental, Social, and Governance reporting. By leveraging advanced AI technologies, it provides on-demand, data-driven insights from over 11,000 companies globally, enabling organizations to enhance decision-making, boost productivity, and establish credibility in their sustainability initiatives. Key Features and Functionality: - AI-Powered ESG Assistant: Utilizes large language model technology combined with a curated knowledge base overseen by ESG experts to deliver enterprise-grade AI capabilities in a secure cloud environment. - Extensive ESG Data Repository: Access to sustainability reports, policies, and financial filings from over 9,000 companies, facilitating comprehensive benchmarking and analysis. - Advanced Search and Chat Functionality: Enables natural language searches and interactive queries to quickly extract meaningful sustainability insights across a wide range of documents. - Regulatory Gap Assessment: Assesses alignment with key global ESG regulations and frameworks, such as CSRD, ISSB, and SEC proposals, to evaluate reporting readiness and identify areas for improvement. - Customizable Workspace Module: Allows secure uploading of private documents to inform report drafts or run custom assessments, enabling tailored analyses and collaboration within teams. Primary Value and Solutions Provided: Nasdaq Sustainable Lens addresses the growing demand for transparent and credible ESG disclosures by automating and streamlining the research, benchmarking, and reporting processes. It empowers sustainability, investor relations, legal, and accounting professionals to: - Expedite Decision-Making: Leverage AI and sustainability expertise to deliver answers to questions through chat and summarization, facilitating faster and more informed decisions. - Enhance Productivity: Optimize manual tasks such as researching, benchmarking, monitoring trends, and drafting disclosures, allowing teams to focus on more impactful work. - Establish Credibility: Root sustainability programs and reporting in evidence-based approaches that address growing internal and external pressures, ensuring transparency and compliance with global standards. By integrating Nasdaq Sustainable Lens into their ESG strategies, organizations can effectively navigate the evolving landscape of sustainability reporting, stay ahead of regulatory requirements, and demonstrate a commitment to responsible business practices.

Nasdaq Fair Investor Allocation Reporting processes firm transaction information and delivers a cloud-based, managed solution providing measurable evidence of best executions and allocations for every client with a side-by-side management analysis. The solution groups together and compares trades, showing in-depth information including execution time, execution price and fraction of the order executed at that particular time. It also provides a report for regulators and compliance officers to prove that assets are being allocated both fairly and equally.

Nasdaq's Index Calculator provides marketplaces an intuitive, visually-rich index calculation platform to compute multi-asset, multi-currency indexes. The solution enables marketplaces to operate and administer index calculations in-house, and provides the flexibility needed to define and create unique products while maintaining operational control and ensuring IP and ownership over the marketplaces indexes. Because calculations can be completed in-house, marketplaces can rapidly reduce time-to-market and introduce new products to market in an efficient, effective manner.

Nasdaq is a global leader in financial services, offering trading, clearing, exchange technology, and regulatory solutions, supporting market participants across various sectors.