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Smart RIA
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4.8 out of 5 stars
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Smart RIA Reviews & Product Details

Editadmin
Verified User in Financial Services
UF
Small-Business(50 or fewer emp.)
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Validated Reviewer
Review source: G2 invite on behalf of seller
Incentivized Review
What do you like best about Smart RIA?

Smart RIA offers a process to keep the Compliance officer on track year to year. Review collected by and hosted on G2.com.

What do you dislike about Smart RIA?

Needed a User Manual at the outset... I believe there is one now. Review collected by and hosted on G2.com.

Recommendations to others considering Smart RIA:

It's a big job to set up the software for a large number of clients, but better done over time rather than the day before an examination. Easy after that... Review collected by and hosted on G2.com.

What problems is Smart RIA solving and how is that benefiting you?

Completed our first state-level 3-day examination in 2 days. First examination in 10 years, so it was nice to be ready. Review collected by and hosted on G2.com.

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Smart RIA Overview

Editedit
What is Smart RIA?

Smart RIA software with our proprietary Advisor Alert technology combines back office efficiencies with Federal and State compliance to offer an all-in-one RIA management platform that helps you to remain audit ready and manage your business while saving time and money.

Smart RIA Details
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Smart RIA Community
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Product Description

Smart RIA software with our proprietary Advisor Alert technology combines back office efficiencies with Federal and State compliance to offer an all-in-one RIA management platform that helps you to remain audit ready and manage your business while saving time and money.

Seller Details
Seller
Smart RIA
Year Founded
2011
HQ Location
Knoxville, Tennessee
Twitter
@smartriaco
456 Twitter followers
LinkedIn® Page
www.linkedin.com
22 employees on LinkedIn®
Mac B.
MB
Overview Provided by:
Mac Bartine
CEO of SmartRIA

Recent Smart RIA Reviews

Vern Bell - I.
VI
Vern Bell - I.Small-Business (50 or fewer emp.)
5.0 out of 5
"Essential software for small RIAs"
SmartRIA is easy to use, provides a secure repository for all my client data, and provides a wealth of compliance resources and reminders.
Read more
Verified User
E
Verified UserSmall-Business (50 or fewer emp.)
5.0 out of 5
"Great program that offers compliance, asset review and CRM"
The program was very easy to get up and running
Read more
Adam W.
AW
Adam W.Small-Business (50 or fewer emp.)
4.5 out of 5
"CCO and Managing Principal for Independent RIA "
Insightful automation for compliance organization.
Read more
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0 people requested security information

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4 out of 5 Total Reviews for Smart RIA

4.8 out of 5
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4 out of 5 Total Reviews for Smart RIA
4.8 out of 5
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4 out of 5 Total Reviews for Smart RIA
4.8 out of 5
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Vern Bell - I.
VI
Multi-Discipline Senior Financial Services Executive
Financial Services
Small-Business(50 or fewer emp.)
More Options
Validated Reviewer
Verified Current User
Review source: G2 invite on behalf of seller
Incentivized Review
What do you like best about Smart RIA?

SmartRIA is easy to use, provides a secure repository for all my client data, and provides a wealth of compliance resources and reminders. Review collected by and hosted on G2.com.

What do you dislike about Smart RIA?

The software is new and there are still non-essential features that need to be added, like sort on file name. Review collected by and hosted on G2.com.

Recommendations to others considering Smart RIA:

Try it. You'll like it. Review collected by and hosted on G2.com.

What problems is Smart RIA solving and how is that benefiting you?

I maintain all my client, contractor, employee and other essential files in SmartRIA. I have used it to have my outside compliance consultant provide an document review. From this I have identified numerous changes to policy and procedures. Better that problems are identified and corrected now than when the State Securities Board decides to pay a visit. Review collected by and hosted on G2.com.

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Adam W.
AW
President - Founder
Financial Services
Small-Business(50 or fewer emp.)
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Validated Reviewer
Verified Current User
Review source: G2 invite on behalf of seller
Incentivized Review
What do you like best about Smart RIA?

Insightful automation for compliance organization. Review collected by and hosted on G2.com.

What do you dislike about Smart RIA?

Early use requires a bit of a learning curve. Quick-start guide or FAQ should be built based on feedback. With that said, I know I was an early adopter in this software. Review collected by and hosted on G2.com.

Recommendations to others considering Smart RIA:

Be sure to take advantage of support from smart-RIA as it relates to your specific practice. There is a good amount of customization that can be done based on your needs. Review collected by and hosted on G2.com.

What problems is Smart RIA solving and how is that benefiting you?

Automating compliance tasks for an independent RIA firm in a cost-effective and centralized manner. Review collected by and hosted on G2.com.

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Roger K.
RK
Chief Manager
Financial Services
Small-Business(50 or fewer emp.)
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Validated Reviewer
Review source: G2 invite on behalf of seller
Incentivized Review
What do you like best about Smart RIA?

It has made our business very efficient. And we no longer have to worry about compliance... Review collected by and hosted on G2.com.

What do you dislike about Smart RIA?

I would like the software to do our billing and invoicing. Review collected by and hosted on G2.com.

Recommendations to others considering Smart RIA:

Consider the value it adds to your practice through the electronic client files, compliance records, and data downloads. It makes a practice much more transparent and portable, which in turn makes it more valuable. Review collected by and hosted on G2.com.

What problems is Smart RIA solving and how is that benefiting you?

I have much more time available now that the software automates my compliance tasks. Review collected by and hosted on G2.com.

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Verified User in Financial Services
EF
Small-Business(50 or fewer emp.)
More Options
Validated Reviewer
Review source: G2 invite on behalf of seller
Incentivized Review
What do you like best about Smart RIA?

The program was very easy to get up and running Review collected by and hosted on G2.com.

What do you dislike about Smart RIA?

I do not have any dislikes for Smart RIA Review collected by and hosted on G2.com.

Recommendations to others considering Smart RIA:

Worth the investment Review collected by and hosted on G2.com.

What problems is Smart RIA solving and how is that benefiting you?

Oversight of the business in one location Review collected by and hosted on G2.com.

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Smart RIA Comparisons

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