Verified User in Investment Management
AI
Verified User in Investment Management
Mid-Market (51-1000 emp.)
"Seamless User Experience, But Reporting Needs Improvement"
4.5/5
What do you like best about Comply?

From the user's perspective, the system operates seamlessly, and our employees are very pleased with it. Review collected by and hosted on G2.com.

What do you dislike about Comply?

The data management reporting could really use an overhaul. It's currently difficult to generate a clean report without running into various challenges. Review collected by and hosted on G2.com.

Verified User in Financial Services
AF
Verified User in Financial Services
Mid-Market (51-1000 emp.)
"Review"
5/5
What do you like best about Comply?

Responsiveness, useful feature rollouts. Review collected by and hosted on G2.com.

What do you dislike about Comply?

N/A - Nothing to report in this review.. Review collected by and hosted on G2.com.

Ezra K.
EK
Ezra K.
Chief Compliance Officer
Mid-Market (51-1000 emp.)
"Great Staff and Guidance, But Need More Hands-On Help"
4.5/5
What do you like best about Comply?

Great staff! Knowledgeable and accessible. Review collected by and hosted on G2.com.

What do you dislike about Comply?

Sometimes I need more actual help rather than guidance. I could use a little more help with execution. Review collected by and hosted on G2.com.

Verified User in Investment Management
UI
Verified User in Investment Management
Small-Business (50 or fewer emp.)
"Not entirely impressed"
0.5/5
What do you like best about Comply?

Using Comply/RIA in a box I was able to access template policy and procedure documents I might need for my business. Review collected by and hosted on G2.com.

What do you dislike about Comply?

They don't provide specific or direct advice on contracts or written policy and procedures. They FORCE renewal at a higher rate without first notifying of the price increase or allowing an oportunity to cancel/not renew. They say the contract requires 90 day prior notice and say it is up to US to keep track of the 90 days. Review collected by and hosted on G2.com.

AN
Verified User in Financial Services
"RIA Compliance"
4.5/5
What do you like best about Comply?

Very helpful instruction. Easy to follow steps. All outstanding compliance in one section. Review collected by and hosted on G2.com.

What do you dislike about Comply?

We don’t see any at this time. Customer service is available if there any problems Review collected by and hosted on G2.com.

Verified User in Capital Markets
AC
Verified User in Capital Markets
Mid-Market (51-1000 emp.)
"LeapXpert ~ Comply relationship"
4/5
What do you like best about Comply?

We are a partner and I’m excited to work more closely with the archiving and surveillance teams. Review collected by and hosted on G2.com.

What do you dislike about Comply?

No issues at this point as we are just kicking off our relationship with comply Review collected by and hosted on G2.com.

Verified User in Computer & Network Security
CC
Verified User in Computer & Network Security
Small-Business (50 or fewer emp.)
"Great for Compliance Management, But Needs AI Integration"
4/5
What do you like best about Comply?

Easy to use, makes compliance simpler. A technological solution for consumers compliance management and risk management Review collected by and hosted on G2.com.

What do you dislike about Comply?

Should have AI incorporated into the solution Review collected by and hosted on G2.com.

AN
Verified User in Investment Management
"Must merge to One Website for All Things. This is super annoying"
1/5
What do you like best about Comply?

Great Support from Kelly, our Compliance rep Review collected by and hosted on G2.com.

What do you dislike about Comply?

Two different websites is so stupid. Must merge, soon, please. Review collected by and hosted on G2.com.

Response from Caroline McCauley of Comply
Edit edit

We appreciate you taking the time to leave your feedback and want to thank you for being a valued customer. We have many innovations coming through the end of the year that could address your specific pain points. Read more about our upcoming Employee360 solution.

See how Comply improved
Verified User in Financial Services
UF
Verified User in Financial Services
Small-Business (50 or fewer emp.)
"User-Friendly Modules Make a Positive Impact"
3.5/5
What do you like best about Comply?

The modules are user friendly and make my life easier Review collected by and hosted on G2.com.

What do you dislike about Comply?

The help resources are sometimes not very helpful which is frustrating Review collected by and hosted on G2.com.

Verified User in Financial Services
UF
Verified User in Financial Services
"Expensive for a small operation"
2.5/5
What do you like best about Comply?

Keeps track of deadlines for various functions with reminders Review collected by and hosted on G2.com.

What do you dislike about Comply?

Required CPE courses for NJ are poor with training person reading to me at a slow pace. Boring Review collected by and hosted on G2.com.